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Re: Incentives (RE: In the news (Georgia State)



Rick's question suggests another: the main rationale for using IRs to promote OA seems to be that universities have a strong interest in exhibiting the research that their faculties produce, but do administrators really believe that? Is an administrator at a state university testifying before a legislative hearing and trying to get more funding going to point to all that research on the IR as a reason for the state to increase its financial support? And just how would this kind of demonstration work? And who are private universities trying to impress? Members of Congress whose votes are needed to increase funding for NIH, Defense Department research, etc.? Are universities perhaps trying to impress each other so as to raid one another for their best faculty? It is just unclear to me what this presumed self-interest universities have in their IRs really amounts to, and how it can actually be put to practical use. Does anyone have a good answer?

--Sandy Thatcher, Penn State Press

> Not wishing to split hairs, Joe, but Paul Ginsparg didn't
 separate certification and dissemination - the high energy
 physics community had done that already.  For years they had
 shared preprints with the rest of the (fairly small) community.
 What arXiv did was make that process faster, cheaper and more
 convenient.  That's why it didn't take a government mandate to
 force authors to use it.
Not to split a different hair, Ian, but I'm not sure speed,
affordability and convenience add up to incentive.  What has
attracted the physics community to the arXiv is the fact that it
solves a problem for them: the need to get good (though not
finished and formally branded) information out into the community
where it can be used.  If the arXiv provided a solution to a
problem they didn't have, it wouldn't have attracted any users no
matter how fast, cheap and convenient it was.

It seems to me that one problem OA in general is that it doesn't
solve a problem for many of the people on whom it depends for
content.  If, as some argue, authors cared only about
disseminating their work as widely as possible, then it might --
but really, under those circumstances OA wouldn't even be a topic
for discussion, because a very good mechanism for free worldwide
distribution already exists.  Any author who simply wants to
distribute her work widely can just put it up on a website and
let everyone have it.  The problem is that many authors care very
much about how and in what forum their work is distributed and
very little about how quickly and widely it's distributed (that's
why they keep submitting their articles to slow-moving
toll-access journals rather than putting them up on free
websites).  For those authors, OA may be a neutral factor at
best.  Remember that relatively few academic disciplines place
much value on getting unfinished, unbranded scholarship out into
the community as quickly as possible -- physics is somewhat
unusual in this regard.

Here's my standard disclaimer: None of this is to say that OA is
a bad thing.  Only that we need to put ourselves in authors'
shoes, and remember that what seems on the surface to be an
unalloyed good for the end user can have unintended consequences
behind the scenes.  Authors are consumers of distribution
services, and history suggests that when you force consumers to
do something they don't seem to want to do, the result is often
unsatisfactory.

---
Rick Anderson
Assoc. Dir. for Scholarly Resources & Collections
Marriott Library
University of Utah
rick.anderson@utah.edu